The broker today faces more challenges than ever. Markets increase in their complexity, and clients are more and more compelled to rely on their brokers. With this reliance comes responsibility, and too often, liability for loss.
Can a broker reduce his potential for liability, and can he do so without interfering with productivity? Mr. Vink brings his experience in the legal profession and brokerage industry to bear on the question. In "Broker's Liability: Emergence and Avoidance", the origins of liability are examined and explained in layman's language and, importantly, coupled with some brief, effective suggestions for reducing risk.
"Broker's Liability: Emergence and Avoidance" is now in it's eleventh printing.